Investment Company Act

Results: 2906



#Item
991#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

#..SEC-21 System name: Division of Investment Management Correspondence and Memoranda Files-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Categories of individuals covered by the system:

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 13:18:51
992#..SEC-8 System name: Proxy Soliciting Material Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of[removed]System location:

#..SEC-8 System name: Proxy Soliciting Material Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of[removed]System location:

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 13:07:33
993Securities / United States securities law / Stock market / United States Securities and Exchange Commission / 73rd United States Congress / Securities Act / Security / Accredited investor / Securities fraud / Financial economics / Finance / Investment

WASHINGTON CROWDFUNDING FORM (Exact name of Company as set forth in the organizational documents)

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Source URL: www.dfi.wa.gov

Language: English - Date: 2014-08-21 12:22:00
994             The  Company  You  Keep®  

             The  Company  You  Keep®  

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Source URL: www.acsplanadministrator.com

Language: English - Date: 2013-07-29 13:14:38
995No[removed]_________________________ UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT Michael M. Merritt, et al.,

No[removed]_________________________ UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT Michael M. Merritt, et al.,

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Source URL: www.sec.gov.

Language: English - Date: 2004-12-16 14:37:46
996Microsoft Word - SEC v. Julian Brown and Alliance Investment Management Limited - Final

Microsoft Word - SEC v. Julian Brown and Alliance Investment Management Limited - Final

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Source URL: www.sec.gov.

Language: English - Date: 2014-08-08 16:27:59
997Brief for the United States as Amicus Curiae Supporting Petitioners: Jerry N. Jones, et al., Petitioners v. Harris Associates L.P.

Brief for the United States as Amicus Curiae Supporting Petitioners: Jerry N. Jones, et al., Petitioners v. Harris Associates L.P.

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Source URL: www.sec.gov.

Language: English - Date: 2009-06-18 11:30:55
998UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]August 21, 2014 INVESTMENT ADVISERS ACT OF 1940

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]August 21, 2014 INVESTMENT ADVISERS ACT OF 1940

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Source URL: www.sec.gov.

Language: English - Date: 2014-08-21 15:57:58
999#..SEC--1 System name: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940--

#..SEC--1 System name: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940--

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Source URL: www.sec.gov.

Language: English - Date: 2007-08-24 14:54:20
1000UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Rel. No[removed]August 21, 2014 SECURITIES EXCHANGE ACT OF 1934

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Rel. No[removed]August 21, 2014 SECURITIES EXCHANGE ACT OF 1934

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Source URL: www.sec.gov.

Language: English - Date: 2014-08-21 17:19:55